Series 63 Video Course – Brian Lee

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Purchase Series 63 Video Course – Brian Lee courses at here with PRICE $79 $34

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Course Curriculum

Module 1 State and Federal Regs.

• Introduction (12:41)
• Downloadable Series 63 Quicknotes
• Persons, Broker/Dealers, Agents (27:32)
• Lesson 2 – Investment Advisers (21:56)
• Lesson 3 – Investment Adviser Reps. (5:11)
• Definition of Persons Worksheet
• Lesson 4 – Registration Procedures (U.S.A.) (22:57)
• Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
• Lesson 6 – Administrator’s Provisions (20:31)

Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s

• Lesson 1 – Statement of Policy of Unethical Practices (28:16)
• Lesson 2 – Closing (1:24)

Final Exam

• Practice Final

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Purchase Series 63 Video Course – Brian Lee courses at here with PRICE $79 $34

Trading foreign exchange, cryptocurrencies, and algorithmic assets on margin carries a high level of risk and may not be suitable for all investors. Past performance of any trading system or quantitative blueprint does not guarantee future results.<br><br><b>Asset Classification:</b>