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Brian Lee – Series 7 Top-Off
Your Instructor
Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
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Course Curriculum
Series 7 Top-Off Introduction
Introduction (18:27)
Downloadable Class Notes
Module 1 – Seeks Business from Customers and Potential Customers
Lesson 1 Contacts Customers and Potential Customers (19:53)
Lesson 2 Issuing Securities (22:56)
Module 2 – Opening Accounts and Evaluates Customer Profiles
Lesson 1 Types of Accounts (23:40)
Suitability Guideline
Lesson 2 Suitability (21:53)
Retirement Plans (15:27)
Margin Accounts (12:55)
Margin-2 (17:17)
Margin-3 (9:24)
Margin-4 (11:14)
Margin-5 (5:41)
Module 3 – Provides Information About Investments
Lesson 3 Fundemental Analysis (17:01)
Equity Securities – Lesson 1 (23:35)
Equity Securities – Lesson 2 (24:02)
Equity Securities – Lesson 3 (21:51)
Corporate Debt Securities – Lesson 1 (18:24)
Corp. Debt Securities – Lesson 2 (19:38)
Corp. Debt Securities = Lesson 3 (15:05)
Debt Securities Lesson 4 (18:07)
Corp. Debt Securities – Lesson 5 (22:40)
U,S. Gov’t. Securities (14:47)
Agencies and CMO’s (14:17)
Module 4 – Provides information About Investments – Municipal Bonds
Muni-1 (25:54)
Muni-2 (18:53)
Muni-3 (12:33)
Muni-4 (6:04)
Muni-5 (12:52)
Muni-6 (15:16)
Muni-7 (15:25)
Muni-8 (7:31)
Muni-9 (15:45)
Muni-10 (3:03)
Module 5 – Provides Information About Investments -Options
Options-1 (17:42)
Options-2 (14:25)
Options-3 (21:01)
Lesson 4 (23:14)
Options-5 (19:06)
Options-6 (8:29)
Options-7 (15:42)
Options-8 (5:24)
Options-9 (17:27)
Options-10 (15:50)
Options-11 (27:37)
Options-12 (14:48)
Options Practice Exam
Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities
Mutual Funds-1 (16:03)
Mutual Funds-2 (11:27)
Mutual Funds-3 (31:07)
Variable Annuities (24:17)
Limited Partnerships (DPP) (19:32)
Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions
Trading Securities (16:54)
Trading-2 (9:50)
Trading-3 (14:04)
Trading-4 (7:04)
Trading-5 (7:34)
Practice Final Exam
Check List (Facts to Know)
Additional Practice Questions
Practice Final
Readmore: https://archive.ph/RigVz
Purchase Brian Lee – Series 7 Top-Off courses at here with PRICE $99 $19
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